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USA
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- USA
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Ships within 48 hours · Estimated delivery Jul 28 - Aug 2
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Description
BD- Broker-Dealer Privacy Policy Statement NotificationThe Broker Dealer Privacy Policy Statement serves as an important part of a broker dealers compliance program for implementing notice requirements and restrictions on its ability to disclose nonpublic personal information about consumers in accordance with Regulation S P. The SEC adopted Regulation S P privacy rules under section 504 of the Gramm Leach Bliley Act (Act). Under the Act, a financial institution must provide its customers with a notice of
The Broker-Dealer Privacy Policy Statement serves as an important part of a broker-dealer’s compliance program for implementing notice requirements and restrictions on its ability to disclose nonpublic personal information about consumers in accordance with Regulation S-P. The SEC adopted Regulation S-P privacy rules under section 504 of the Gramm-Leach-Bliley Act (Act). Under the Act, a financial institution must provide its customers with a notice of its privacy policies and practices and must not disclose nonpublic personal information about a consumer to nonaffiliated third parties unless the institution provides certain information to the consumer and the consumer has not elected to opt out of the disclosure. Members also viewed Investment Adviser Privacy Policy Statement Notification.
Version/Update: V.3/September 2, 2019
Total Page Count/Format: 1/.docx
Source/Author(s): Connexien
Shipping Notes
- Free Standard Shipping on $100+ Orders to the USA.
- Except Preorder products are shipped in 48 hours.
- Delivery to the USA:
- Standard Shipping : 3-10 business days
- If time is of the essence, please consider selecting expedited delivery for faster service.
Exchange/Return Notes
- We offer a 30-day return/exchange service after receiving.
- Final sale items are not eligible for returns or exchanges.
- To process your return/exchange, please contact us at [email protected]
- Please click here for more details>>> Return & Exchange Policy