Pay in installments of $11.25 with
,
and
Shipping Estimate
USA
- USA
- CAN
- USA
- CAN
Ships within 48 hours · Estimated delivery Aug 28 - Sep 2
Promo Codes Available:
For Your Every Summer RSVP, with Code: SUMMER15
Description
IA- Investment Adviser Gifts & Gratuities Disclosure StatementThe Gifts & Gratuities Disclosure Statement serves as an important part of an investment advisers overall compliance program by meeting certain disclosure and reporting requirements under Rule 204A 1 of the Investment Advisers Act and section 17(e)(1) of the Investment Company Act. The Statement allows for firms to address situations that might give rise to conflicts of interest where an adviser is presented with gifts, favors or other forms of
The Gifts & Gratuities Disclosure Statement serves as an important part of an investment adviser’s overall compliance program by meeting certain disclosure and reporting requirements under Rule 204A-1 of the Investment Advisers Act and section 17(e)(1) of the Investment Company Act. The Statement allows for firms to address situations that might give rise to conflicts of interest where an adviser is presented with gifts, favors or other forms of consideration from persons doing business, or hoping to do business, with the adviser. The statement also allows for advisory representatives and/or access persons to disclose and report all applicable gifts and/or gratuities to the firm for review and ongoing monitoring of actual and/or perceived conflicts of interest. Members also downloaded Investment Adviser Code of Ethics (COE) or Investment Adviser Rep Annual Compliance Certification.
Version/Update: V.2/September 27, 2018
Total Page Count: 1
Source/Author(s): Connexien
Shipping Notes
- Free Standard Shipping on $100+ Orders to the USA.
- Except Preorder products are shipped in 48 hours.
- Delivery to the USA:
- Standard Shipping : 3-10 business days
- If time is of the essence, please consider selecting expedited delivery for faster service.
Exchange/Return Notes
- We offer a 30-day return/exchange service after receiving.
- Final sale items are not eligible for returns or exchanges.
- To process your return/exchange, please contact us at [email protected]
- Please click here for more details>>> Return & Exchange Policy